您真逗,给您看封邮件,是OSC回复给其中一位受害者的。
Thank you for your inquiry to the Ontario Securities Commission (OSC) concerning your investments purchased with Mr. Xiaoning Wei.
Registration with the OSC
OSC records indicate Mr. Wei has been registered as a Dealing Representative with Quadrus Investment Services Ltd. (Quadrus) since January 13, 2009. Quadrus is registered as a Mutual Fund Dealer.
This registration allows Mr. Wei to sell mutual funds only. Quadrus is responsible for your mutual fund account and for Mr. Wei’s mutual fund related activities.
Other financial services business
In Ontario, Insurance products, including segregated funds, and the agents who sell them are regulated by the Financial Services Commission of Ontario (FSCO), not the OSC. Segregated funds are like mutual funds but they have an additional insurance component. They are insurance products sold by insurance companies and their representatives.
A search of the FSCO website indicates Mr. Wei is licensed to sell insurance products. You may wish to submit your inquiry regarding insurance licensing directly to the FSCO. You may contact the FSCO by telephone at 1-800-668-0128 or 416-250-7250, or through their website at http://www.fsco.gov.on.ca./www.fsco.gov.on.ca.[/url] You can also obtain registration information on the FSCO website, at http://www.fsco.gov.on.ca./www.fsco.gov.on.ca.[/url]
打击犯罪 发表于 2013-9-14 23:40 http://bbs.51.ca/images/common/back.gif
从这儿看,你们的基金属于隔离基金,只是有保险执照才能卖的,FSCO是发照机构。 |